6ad58a6553
OcrClient is the third telemetry path that skips the chat onion: _emit builds its own ChatRequest purely to reuse the shared TelemetryEmitter, so wiring chat() and embed() alone left every OCR row without a tenant while those rows land in the same llm_calls table. Take the dimensions at both public entries, validate them there (anything failing further down is degraded to a warning), and thread them through _call -> _attempt -> _emit so success, rejection, cancellation and retryable failure rows all carry the same pair.
567 lines
22 KiB
Python
567 lines
22 KiB
Python
"""OcrClient 治理循环测试(M3 设计 §5): 换源/熔断口径/stall/取消/G1 契约。
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循环与 EmbeddingClient 同构(设计 §2.A 有限重复裁决);本文件的
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retry_exhausted/circuit_open/stalled 三组断言即设计 §6 ③ 的 G1 契约钉。
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"""
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import asyncio
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import pytest
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from loguru import logger
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from polygateway.backends.memory.breaker import InMemoryGate
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from polygateway.backends.memory.limiter import InMemoryLimiter
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from polygateway.errors import (
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AllSourcesExhausted,
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CircuitOpenError,
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RequestRejectedError,
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ResultInvalidError,
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SourceDeadError,
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TransientError,
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)
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from polygateway.ocr import OcrClient
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from polygateway.types import (
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BackpressurePolicy,
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BreakerConfig,
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GlobalLimits,
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OcrLayoutElement,
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OcrLayoutTransportResult,
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OcrTextTransportResult,
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RetryPolicy,
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SourceConfig,
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)
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_BREAKER = BreakerConfig(fail_threshold=3, cooldown_s=60.0, probe_ttl_s=120.0)
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_NO_GLOBAL = GlobalLimits(max_concurrency=0, rpm=0, tpm=0)
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_TEXT_OK = OcrTextTransportResult(text="LINE-1", raw={"task_type": "text"})
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_LAYOUT_OK = OcrLayoutTransportResult(
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elements=[OcrLayoutElement(type="table", bbox=(41.0, 48.0, 218.0, 282.0), page_index=0)],
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page_sizes=[(759.0, 540.0)],
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raw={"success": True},
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)
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def _src(**overrides):
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base = {
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"name": "m1",
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"provider": "monkey",
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"base_url": "http://10.77.0.20:7866",
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"api_key": "none",
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"model": "monkey-ocr",
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"timeout_s": 120.0,
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}
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base.update(overrides)
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return SourceConfig(**base)
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class ScriptedOcrTransport:
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"""按脚本响应: Exception / "text" / "layout" / "hang";两方法共用一份脚本。"""
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def __init__(self, script):
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self.script = list(script)
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self.calls = []
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async def _next(self, method, source, call_id):
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self.calls.append((method, source.name, call_id))
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action = self.script.pop(0)
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if isinstance(action, Exception):
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raise action
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if action == "hang":
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await asyncio.Event().wait()
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return _TEXT_OK if action == "text" else _LAYOUT_OK
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async def recognize_text(self, *, image, source, call_id):
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return await self._next("text", source, call_id)
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async def parse_layout(self, *, image, source, call_id):
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return await self._next("layout", source, call_id)
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async def check_health(self, *, source):
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raise NotImplementedError
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class ClockAdvancingOcrTransport(ScriptedOcrTransport):
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"""按脚本 [(推进秒数, 动作), ...] 在一次尝试内部推进时钟(issue #8)。
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stall 口径要区分"时间花在哪",故必须能让时钟只在 transport 内前进。
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"""
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def __init__(self, script, clock):
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super().__init__([a for _, a in script])
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self._advances = [d for d, _ in script]
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self.clock = clock
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async def _next(self, method, source, call_id):
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self.clock.advance(self._advances.pop(0))
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return await super()._next(method, source, call_id)
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class StaticSelector:
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def order(self, sources, stats):
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return list(sources)
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class RecordingSelector(StaticSelector):
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def __init__(self):
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self.outcomes = []
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def record_outcome(self, source_name, ok):
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self.outcomes.append((source_name, ok))
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def health(self, source_name):
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return 1.0
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class RecordingGate:
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"""InMemoryGate 包装: 录 record_success 的 count_attempt 与 release_probe。"""
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def __init__(self, inner):
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self._inner = inner
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self.successes = []
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self.probe_releases = 0
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async def try_enter(self, source_name, owner):
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return await self._inner.try_enter(source_name, owner)
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async def record_success(self, entry, *, count_attempt=True):
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self.successes.append((entry.source_name, count_attempt))
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return await self._inner.record_success(entry, count_attempt=count_attempt)
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async def record_failure(self, entry, reason, force_open):
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return await self._inner.record_failure(entry, reason, force_open)
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async def release_probe(self, entry):
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self.probe_releases += 1
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return await self._inner.release_probe(entry)
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async def retry_after_s(self, sources):
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return await self._inner.retry_after_s(sources)
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class _MemoryRecorder:
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def __init__(self):
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self.rows = []
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async def record_llm_call(self, **fields):
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self.rows.append(fields)
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def _client(sources, script, **overrides):
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limiter = InMemoryLimiter(
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scope="ocr",
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sources={s.name: s for s in sources},
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global_limits=_NO_GLOBAL,
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lease_ttl_s=100.0,
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)
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gate = RecordingGate(InMemoryGate(config=_BREAKER))
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kwargs = {
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"scope": "ocr",
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"sources": sources,
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"selector": RecordingSelector(),
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"limiter": limiter,
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"breaker": gate,
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"transport": ScriptedOcrTransport(script),
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"retry": RetryPolicy(max_attempts=3, backoff_base_s=0.001, backoff_max_s=0.01),
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"backpressure": BackpressurePolicy(stall_window_s=300.0, poll_interval_s=0.001),
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}
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kwargs.update(overrides)
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return OcrClient(**kwargs), limiter, gate
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class TestSuccessPaths:
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async def test_text_result_fields(self):
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client, _, gate = _client([_src()], ["text"])
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r = await client.recognize_text(b"jpg")
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assert r.text == "LINE-1"
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assert r.source_name == "m1"
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assert r.usage.prompt_tokens == 0 and r.usage.completion_tokens == 0
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assert r.latency_ms >= 0 and r.call_id and r.raw["task_type"] == "text"
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assert gate.successes == [("m1", True)]
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assert client._selector.outcomes == [("m1", True)]
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async def test_layout_result_fields(self):
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client, _, _ = _client([_src()], ["layout"])
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r = await client.parse_layout(b"jpg")
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assert r.elements[0].type == "table" and r.page_sizes == [(759.0, 540.0)]
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async def test_input_validation(self):
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client, _, _ = _client([_src()], [])
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with pytest.raises(TypeError):
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await client.recognize_text("not-bytes")
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with pytest.raises(ValueError):
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await client.parse_layout(b"")
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class TestFailover:
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async def test_transient_retries_with_backoff(self):
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sleeps = []
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async def fake_sleep(delay):
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sleeps.append(delay)
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client, _, _ = _client(
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[_src()], [TransientError("boom", status_code=500), "text"], sleep=fake_sleep
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)
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r = await client.recognize_text(b"jpg")
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assert r.text == "LINE-1"
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assert any(s > 0 for s in sleeps) # Transient 退避后重试
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assert client._selector.outcomes == [("m1", False), ("m1", True)]
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async def test_source_dead_switches_immediately(self):
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sleeps = []
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async def fake_sleep(delay):
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sleeps.append(delay)
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s1, s2 = _src(name="m1"), _src(name="m2", base_url="http://10.77.0.20:7867")
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client, _, _ = _client(
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[s1, s2], [SourceDeadError("401", status_code=401), "text"], sleep=fake_sleep
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)
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r = await client.recognize_text(b"jpg")
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assert r.source_name == "m2"
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assert not [s for s in sleeps if s > 0.0005] # dead 立即换源不退避
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async def test_retry_exhausted_carries_g1_fields(self):
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client, _, _ = _client(
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[_src()],
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[TransientError("1", status_code=500)] * 3,
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)
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with pytest.raises(AllSourcesExhausted) as ei:
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await client.recognize_text(b"jpg")
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exc = ei.value
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assert exc.reason == "retry_exhausted"
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assert exc.per_source_reasons == {"m1": "network_error"} # G1: 逐源原因
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assert exc.retry_after_s > 0 # G1: 可延期重投
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async def test_circuit_open_carries_g1_fields(self):
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client, _, _ = _client([_src()], [SourceDeadError("401", status_code=401)])
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with pytest.raises(CircuitOpenError) as ei:
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await client.recognize_text(b"jpg")
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exc = ei.value
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assert exc.per_source_reasons["m1"] == "circuit_open"
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assert exc.retry_after_s > 0
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class TestTerminalOutcomes:
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async def test_result_invalid_counts_no_attempt_and_no_feed(self):
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client, _, gate = _client([_src()], [ResultInvalidError("bad zip")])
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with pytest.raises(ResultInvalidError):
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await client.parse_layout(b"jpg")
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assert gate.successes == [("m1", False)] # 记成功但不入失败率窗
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assert client._selector.outcomes == [] # 坏结果 ≠ 坏服务,不喂健康
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async def test_rejected_with_status_counts_no_attempt(self):
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client, _, gate = _client([_src()], [RequestRejectedError("parse failed", status_code=200)])
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with pytest.raises(RequestRejectedError):
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await client.parse_layout(b"jpg")
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assert gate.successes == [("m1", False)]
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async def test_rejected_without_status_no_gate_success(self):
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client, _, gate = _client([_src()], [RequestRejectedError("local refuse")])
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with pytest.raises(RequestRejectedError):
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await client.recognize_text(b"jpg")
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assert gate.successes == [] # 服务未响应: 不记成功(非探针也不归还)
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class TestBackpressure:
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async def test_fail_fast_when_quota_full(self):
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src = _src(max_concurrency=1)
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client, limiter, _ = _client([src], ["text"], quota_full="fail_fast")
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permit = await limiter.acquire("m1", 0) # 占满唯一并发位
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try:
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with pytest.raises(AllSourcesExhausted) as ei:
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await client.recognize_text(b"jpg")
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assert ei.value.reason == "quota_exhausted"
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finally:
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await permit.settle(0)
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await permit.release()
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async def test_wait_until_permit_freed(self):
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src = _src(max_concurrency=1)
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client, limiter, _ = _client([src], ["text"])
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permit = await limiter.acquire("m1", 0)
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async def free_later():
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await asyncio.sleep(0.01)
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await permit.settle(0)
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await permit.release()
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release_task = asyncio.create_task(free_later())
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r = await client.recognize_text(b"jpg")
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await release_task
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assert r.text == "LINE-1" # quota_full=wait: 等到许可释放而非报错
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async def test_stalled_when_no_progress(self):
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src = _src(max_concurrency=1)
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client, limiter, _ = _client(
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[src],
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["text"],
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backpressure=BackpressurePolicy(stall_window_s=0.01, poll_interval_s=0.001),
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)
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permit = await limiter.acquire("m1", 0) # 永不释放且全局无进展
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try:
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with pytest.raises(AllSourcesExhausted) as ei:
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await client.recognize_text(b"jpg")
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assert ei.value.reason == "stalled"
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assert ei.value.per_source_reasons["m1"] == "rate_limited"
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finally:
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await permit.settle(0)
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await permit.release()
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async def test_single_timeout_does_not_exhaust_stall_budget(self):
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"""issue #8: 一次耗满 timeout 的尝试不得吃掉 stall 预算而使重试失效。
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OCR 只有 `_on_no_runnable` 一处 stall 判定,故失效链条是"先超时一次
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(墙钟耗尽)→ 再遇到无可用源 → 判死"。此处正是这条路径。
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"""
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clock = FakeClock()
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limiter = held = None
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rounds = []
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async def toggle_permit(_seconds):
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"""首次退避占满 permit,迫使下一轮走 _on_no_runnable;之后放行。"""
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nonlocal held
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rounds.append(_seconds)
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if len(rounds) > 10:
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raise RuntimeError("超过 10 次轮询仍未判死/未获 permit")
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if len(rounds) == 1:
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held = await limiter.acquire("m1", 0)
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else:
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await held.settle(0)
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await held.release()
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transport = ClockAdvancingOcrTransport(
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[(300.1, TransientError("timeout", status_code=504)), (0.0, "text")], clock
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)
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client, limiter, _ = _client(
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[_src(max_concurrency=1)], [], now=clock, sleep=toggle_permit, transport=transport
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)
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r = await client.recognize_text(b"jpg")
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assert r.text == "LINE-1"
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assert len(transport.calls) == 2 # 第二次尝试确实发出了
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class FakeClock:
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def __init__(self, start=1000.0):
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self.t = start
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def __call__(self):
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return self.t
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def advance(self, seconds):
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self.t += seconds
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class TestCancellation:
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async def test_cancel_during_probe_returns_probe(self):
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# 探针取消归还(铁律分支;verifier I3): 开路→冷却过后半开探针→
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# transport 挂起中取消 → release_probe 必须发生,后续可再探
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clock = FakeClock()
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inner = InMemoryGate(config=_BREAKER, now=clock) # 门与 client 共用注入钟
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gate = RecordingGate(inner)
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client, _, _ = _client([_src()], ["hang"], now=clock, breaker=gate)
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entry = await inner.try_enter("m1", "setup")
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await inner.record_failure(entry, "source_dead", True) # force_open → OPEN
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clock.advance(61.0) # 越过 cooldown_s=60 → HALF_OPEN
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task = asyncio.create_task(client.recognize_text(b"jpg"))
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await asyncio.sleep(0.05)
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task.cancel()
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with pytest.raises(asyncio.CancelledError):
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await task
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assert gate.probe_releases >= 1 # 探针已归还,不悬挂
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probe = await inner.try_enter("m1", "again")
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assert probe.allowed and probe.is_probe # 可再探 = 未悬挂的行为证据
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async def test_cancel_during_backoff_sleep_propagates(self):
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async def cancelling_sleep(delay):
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raise asyncio.CancelledError()
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client, limiter, _ = _client(
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[_src()], [TransientError("boom", status_code=500)], sleep=cancelling_sleep
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)
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with pytest.raises(asyncio.CancelledError):
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await client.recognize_text(b"jpg")
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stats = await limiter.source_stats("m1")
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assert stats.inflight == 0 # 退避期取消: permit 已在 finally 释放
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async def test_cancel_during_transport_releases_permit(self):
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src = _src(max_concurrency=1)
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client, limiter, _ = _client([src], ["hang"])
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task = asyncio.create_task(client.recognize_text(b"jpg"))
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await asyncio.sleep(0.01)
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task.cancel()
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with pytest.raises(asyncio.CancelledError):
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await task
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stats = await limiter.source_stats("m1")
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assert stats.inflight == 0 # permit 在 finally 释放
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class TestCheckHealth:
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class _HealthTransport(ScriptedOcrTransport):
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def __init__(self, mapping):
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super().__init__([])
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self.mapping = mapping
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async def check_health(self, *, source):
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result = self.mapping[source.name]
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if result == "hang":
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await asyncio.Event().wait()
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if isinstance(result, Exception):
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raise result
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return result
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async def test_per_source_dict(self):
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s1, s2 = _src(name="m1"), _src(name="m2", base_url="http://10.77.0.20:7867")
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client, _, _ = _client([s1, s2], [])
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client._transport = self._HealthTransport({"m1": True, "m2": False})
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assert await client.check_health() == {"m1": True, "m2": False}
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async def test_cancellation_passes_through(self):
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client, _, _ = _client([_src()], [])
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client._transport = self._HealthTransport({"m1": "hang"})
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task = asyncio.create_task(client.check_health())
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await asyncio.sleep(0.01)
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task.cancel()
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with pytest.raises(asyncio.CancelledError):
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await task
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class TestExtraBodyStripped:
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"""issue #4 决策 G: OCR 路径只发 multipart 表单,剥离 extra_body 并 warning。"""
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def test_stripped_with_warning_but_assembly_succeeds(self):
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messages: list[str] = []
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sink_id = logger.add(messages.append, level="WARNING")
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try:
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client, _, _ = _client([_src(extra_body={"temperature": 0})], ["text"])
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finally:
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logger.remove(sink_id)
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assert client._sources[0].extra_body == {}
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assert any("extra_body" in m for m in messages)
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async def test_telemetry_never_records_a_parameter_that_was_not_sent(self):
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"""不剥离则审计表会显示这次 OCR 带了 temperature=0——数据造假。"""
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recorder = _MemoryRecorder()
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client, _, _ = _client([_src(extra_body={"temperature": 0})], ["text"], telemetry=recorder)
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await client.recognize_text(b"IMG")
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assert recorder.rows[0]["sampling"] is None
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|
|
|
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class TestTelemetry:
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async def test_success_and_failure_recorded_without_image_bytes(self):
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recorder = _MemoryRecorder()
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client, _, _ = _client(
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|
[_src()],
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[TransientError("boom", status_code=500), "text"],
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telemetry=recorder,
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)
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await client.recognize_text(b"RAW-IMAGE-BYTES")
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assert len(recorder.rows) == 2 # 失败尝试与成功尝试均必录
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for row in recorder.rows:
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assert "<ocr:text image_bytes=15>" in row["messages"]
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assert "RAW-IMAGE-BYTES" not in row["messages"] # 图像字节绝不入库
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assert recorder.rows[0]["error"].startswith("TransientError:") # 类名前缀口径
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assert recorder.rows[1]["error"] is None
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assert recorder.rows[1]["prompt_tokens"] == 0
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|
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async def test_success_row_stays_measured_and_settles_zero(self):
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"""OCR 的 0 token 是**事实**而非未知(est_tokens 解耦设计 §3.3 剔出决定)。
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|
|
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三态化不得把 OCR 成功行改成 `unavailable`——那会灌水缺口度量
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`COUNT(*) WHERE usage_source='unavailable'`;settle 恒 0 的差异①同样不动。
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"""
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|
recorder = _MemoryRecorder()
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client, limiter, _ = _client([_src(tpm=1000, est_tokens=400)], ["text"], telemetry=recorder)
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await client.recognize_text(b"jpg")
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row = recorder.rows[0]
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assert row["usage_source"] == "measured"
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|
assert row["prompt_tokens"] == 0 and row["completion_tokens"] == 0
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|
assert row["error"] is None
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assert (await limiter.source_stats("m1")).tpm_used == 0 # settle(0) 全额退回预扣
|
|
|
|
|
|
class TestOcrCallerDimensions:
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|
"""issue #11: 调用方自定义维度必须沿 OCR 链四层透传到每一行遥测。
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|
|
|
OCR 行与 chat 行落在同一张 `llm_calls` 表: 不覆盖这条链会让同一张表里
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|
一部分行有租户归属、一部分永远空白,而"先启用后加列则归属无法还原"。
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|
"""
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|
|
|
async def test_recognize_text_row_carries_dimensions(self):
|
|
recorder = _MemoryRecorder()
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|
client, _, _ = _client([_src()], ["text"], telemetry=recorder)
|
|
await client.recognize_text(b"jpg", tenant_id="t1", meta={"batch": "b-42"})
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|
assert recorder.rows[0]["tenant_id"] == "t1"
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|
assert recorder.rows[0]["meta"] == '{"batch": "b-42"}'
|
|
|
|
async def test_parse_layout_row_carries_dimensions(self):
|
|
"""两个公共方法都是入口: 只测一个会漏掉另一个的透传缺口。"""
|
|
recorder = _MemoryRecorder()
|
|
client, _, _ = _client([_src()], ["layout"], telemetry=recorder)
|
|
await client.parse_layout(b"jpg", tenant_id="t2", meta={"batch": "b-43"})
|
|
assert recorder.rows[0]["tenant_id"] == "t2"
|
|
assert recorder.rows[0]["meta"] == '{"batch": "b-43"}'
|
|
|
|
async def test_failed_attempt_row_also_carries_dimensions(self):
|
|
"""失败行同样需要归属: 某租户的请求没被服务,正是审计最需要的一行。"""
|
|
recorder = _MemoryRecorder()
|
|
client, _, _ = _client(
|
|
[_src()],
|
|
[TransientError("boom", status_code=500), "text"],
|
|
telemetry=recorder,
|
|
)
|
|
await client.recognize_text(b"jpg", tenant_id="t1", meta={"batch": "b-42"})
|
|
assert len(recorder.rows) == 2 # 失败尝试 + 成功尝试
|
|
assert [r["tenant_id"] for r in recorder.rows] == ["t1", "t1"]
|
|
assert [r["meta"] for r in recorder.rows] == ['{"batch": "b-42"}'] * 2
|
|
|
|
@pytest.mark.parametrize("method", ["recognize_text", "parse_layout"])
|
|
async def test_invalid_meta_rejected_before_any_telemetry(self, method):
|
|
"""校验必须早于遥测: 链路内的失败都被降级成 warning,放下游等于没有校验。"""
|
|
recorder = _MemoryRecorder()
|
|
client, _, _ = _client([_src()], ["text"], telemetry=recorder)
|
|
with pytest.raises(ValueError, match="meta"):
|
|
await getattr(client, method)(b"jpg", meta={"Bad Key": 1})
|
|
assert recorder.rows == []
|
|
assert client._transport.calls == [] # 连调用都没发出
|
|
|
|
async def test_defaults_land_as_sentinels(self):
|
|
recorder = _MemoryRecorder()
|
|
client, _, _ = _client([_src()], ["text"], telemetry=recorder)
|
|
await client.recognize_text(b"jpg")
|
|
assert recorder.rows[0]["tenant_id"] == "" # 空串哨兵,不是 None
|
|
assert recorder.rows[0]["meta"] == "{}"
|
|
|
|
|
|
class TestAssembly:
|
|
_ENV = {
|
|
"OCR__MONKEY__1__BASE_URL": "http://10.77.0.20:7866",
|
|
"OCR__MONKEY__1__API_KEY": "none",
|
|
"OCR__MONKEY__1__MODEL": "monkey-ocr",
|
|
"OCR__MONKEY__1__TIMEOUT_S": "120",
|
|
"LLM_MAX_RETRIES": "3",
|
|
"LLM_RETRY_BASE_DELAY": "2.0",
|
|
"LLM_RETRY_MAX_DELAY": "30.0",
|
|
"LLM_CIRCUIT_BREAKER_THRESHOLD": "5",
|
|
"LLM_CIRCUIT_BREAKER_COOLDOWN": "60",
|
|
"PGW_CACHE_BACKEND": "none",
|
|
"PGW_TELEMETRY_BACKEND": "none",
|
|
}
|
|
|
|
async def test_from_env_assembles(self):
|
|
client = OcrClient.from_env("OCR", env=dict(self._ENV))
|
|
try:
|
|
assert client._scope == "ocr"
|
|
finally:
|
|
await client.aclose()
|
|
|
|
async def test_non_monkey_provider_rejected(self):
|
|
env = {k.replace("MONKEY", "GLM"): v for k, v in self._ENV.items()}
|
|
with pytest.raises(ValueError, match="monkey"):
|
|
OcrClient.from_env("OCR", env=env)
|
|
|
|
async def test_aclose_idempotent(self):
|
|
client = OcrClient.from_env("OCR", env=dict(self._ENV))
|
|
await client.aclose()
|
|
await client.aclose()
|